ProRota Compliance Suite

One compliance engine, a pack for every regulator.

Security, care and facilities companies answer to different regulators, but the evidence is mostly the same: who you employed, whether they were checked and trained, where they worked and what happened. ProRota keeps it once and shows each regulator what it needs.

How it fits together

Core compliance underneath, regulator packs on top

ACS Readiness

Own rules · own deadlines · own report

Sponsor Licence Readiness

Own rules · own deadlines · own report

CQC Compliance

Own rules · own deadlines · own report

reuse · tighten · add rules · extend flows

Core compliance · every ProRota customer

Core rulebook

What every UK employer must get right: right to work, contracts, vetting, training, working time, pay and pensions, health and safety, policies, data protection.

Core engine

Checks that run every night, issues with owners, document control, deadlines and reminders, scoring, reports and a full audit trail.

Your ProRota data: people, rotas, clock-ins, leave, pay, sites, training, incidents, plus ProRota Screening

Core compliance

What every customer is checked against

The baseline obligations of a UK employer. With the Compliance Suite, they are checked continuously and turned into issues you can act on.

Right to work checked before the first shift, with follow-ups
Written terms of employment issued and kept current
DBS and references at the level each role needs
Mandatory training per role, in date
Working-time limits and rest periods
Minimum wage and pension auto-enrolment
Health and safety policy, risk assessments and insurance
Core policies published and acknowledged
Personal data stored securely and kept only as long as needed
Record once

One record, every regulator

Each fact is stored once and counts wherever it applies. When two packs set different standards, the stricter one wins, and ProRota tells you which pack requires it.

RecordACSSponsor LicenceCQC
Right to work check6.1.1Before start dateSchedule 3
DBS and screeningBS 7858Where the role needs itSchedule 3
Training records6.2.3, 6.2.5—Regulation 18
Attendance and clock-ins2.4.5Attendance and absenceSafe staffing
Pay vs minimum wage6.4.2Pay checks—
Policy acknowledgementMany indicatorsWorker rights noticeRegulation 17
Incident reports2.4.3—Notifications
Built into every pack

The same machinery behind every pack

Built once in the core and shared by every pack, so each new regulator benefits from the same tools.

Issues, not just alerts

Every gap becomes an issue with an owner, a due date and a link to fix it, and closes itself when the gap is fixed.

Document control

Versioned policies and contracts, approval, review dates and acknowledgement in the employee app.

Deadlines that count properly

Working days, calendar days and bank holidays, depending on what each regulator expects.

Ready-to-work checks

A check before each shift that right to work, training and pack-specific requirements are in place.

Packs and reports

Evidence packs, mock audits and inspection packs, each dated and fingerprinted.

Audit trail and access control

Every change and every view of sensitive records logged, by person and time.

FAQ

Compliance Suite: common questions

What is the ProRota Compliance Suite?

It is a core compliance layer for every ProRota customer, with optional packs for specific regulators: the SIA Approved Contractor Scheme, Home Office sponsor licence duties and the Care Quality Commission. The core handles the rules every UK employer must follow; each pack adds its regulator's own rules, deadlines and reports.

Can we use more than one pack?

Yes. A security company with sponsored staff can use ACS and Sponsor Licence together; a care home with sponsored carers can use CQC and Sponsor Licence. Each record, such as a right to work check or a training certificate, is stored once and counts on every dashboard that needs it. Where two packs set different standards, the stricter one applies.

Does ProRota report to regulators for us?

No. ProRota detects what needs doing, reminds the right people, and records the evidence and any reference numbers. Submissions to the SIA, the Home Office or CQC are always made by you.

How does ProRota Screening fit in?

ProRota Screening runs pre-employment checks such as BS 7858 screening, right to work, identity, employment history, references and DBS. Those results are kept as a permanent record and linked into ProRota, where they count towards the compliance packs.

What does the Compliance Suite include?

The core features, including rotas, GPS attendance, SIA licence watch, right to work and visa tracking, incident reports, check calls, training records and ProRota Screening, are included, and the readiness dashboards for ACS, Sponsor Licence and CQC are part of the Compliance Suite. Book a demo to see them on your own data.

The Compliance Suite is a management tool and does not constitute legal or regulatory advice. Readiness scores are indicators, not predictions of any assessment, inspection or visit outcome.

ProRota Compliance Suite

See the Compliance Suite in action

Tell us which regulator matters most to you, whether that is the SIA, the Home Office or CQC, and we will show you how ProRota gets you ready for it.

  • A walkthrough of the readiness dashboards
  • Setup support from our team
  • Help mapping the evidence you already have

Book a demo

By submitting this form you agree to our Privacy Policy. We'll only use your details to respond to your enquiry.